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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-78396 Jul 22, 2016 SR-BATS-2015-100 BATS Exchange (BATS) Order Approving a Proposed Rule Change, as Modified by Amendment No. 6, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares
See Also - Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478
34-78104 Jun 20, 2016 SR-BATS-2016-16 BATS Exchange (BATS) Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares
See Also - Rel. No. 34-77770, Rel. No. 34-77379
34-78005 Jun 7, 2016 SR-BATS-2015-100 BATS Exchange (BATS) Notice of Filing of Amendment No. 5 To Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 thereto, To Amend Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares
See Also - Exhibit 4, Exhibit 5, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478
34-77871 May 20, 2016 SR-BATS-2015-100 BATS Exchange (BATS) Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 Thereto, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares
See Also - Rel. No. 34-78005, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478
34-77770 May 5, 2016 SR-BATS-2016-16 BATS Exchange (BATS) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares
See Also - Rel. No. 34-78104, Rel. No. 34-77379
34-77620 Apr 14, 2016 SR-BATS-2015-124 BATS Exchange (BATS) Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 5, To List and Trade Shares of the REX VolMAXX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust
See Also - Rel. No. 34-77287, Rel. No. 34-76884
34-77611 Apr 13, 2016 SR-BATS-2016-14 BATS Exchange (BATS) Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions
See Also - Rel. No. 34-77214
34-77567 Apr 8, 2016 SR-BATS-2015-94 BATS Exchange (BATS) Notice of Filing of Amendment No. 1 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust
View Received Comments
See Also - Rel. No. 34-77209, Rel. No. 34-76862
34-77499 Apr 1, 2016 SR-BATS-2016-04 BATS Exchange (BATS) Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the SPDR DoubleLine Short Duration Total Return Tactical ETF of the SSgA Active Trust
See Also - Rel. No. 34-77451, Rel. No. 34-77078
34-77487 Mar 31, 2016 SR-BATS-2015-105 BATS Exchange (BATS) Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust
See Also - Rel. No. 34-77159, Rel. No. 34-76776