National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100405 | Jun 24, 2024 | SR-Phlx-2024-25 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 4 and 9 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-Phlx-2024-25
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| 34-100321 | Jun 12, 2024 | SR-Phlx-2024-24 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Exchange Options 8 Rules and Amend Options 8, Section 34(b) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100197 | May 21, 2024 | SR-Phlx-2024-23 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW Comments Due: June 18, 2024 See Also - Exhibit 5 |
| 34-100160 | May 16, 2024 | SR-PHLX-2024-15 | Nasdaq PHLX LLC (Phlx) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: June 12, 2024. Rebuttal comments should be submitted by June 26, 2024. View Received Comments Submit a Comment on Submit Comments on SR-PHLX-2024-15 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders |
| 34-100132 | May 14, 2024 | SR-Phlx-2024-21 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 4 and 9 Comments Due: June 10, 2024 See Also - Exhibit 5 |
| 34-100135 | May 14, 2024 | SR-Phlx-2024-20 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 3 to Increase SPY Rebates Comments Due: June 10, 2024 See Also - Exhibit 5 |
| 34-100119 | May 13, 2024 | SR-PHLX-2024-19 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: June 7, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100061 | May 3, 2024 | SR-Phlx-2024-22 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Now Order Attribute, at Equity 4, Rule 3301B and Rule 3301A Comments Due: May 30, 2024 See Also - Exhibit 5 |
| 34-100060 | May 3, 2024 | SR-Phlx-2024-18 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule at Equity 7, Section 3 to Implement a Market Data Revenue Rebate Program Comments Due: May 30, 2024 See Also - Exhibit 5 |
| 34-99841 | Mar 22, 2024 | SR-PHLX-2024-15 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-PHLX-2024-15 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders |