National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100503 | Jul 11, 2024 | SR-PEARL-2024-29 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-29
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| 34-100491 | Jul 10, 2024 | SR-PEARL-2024-28 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100474 | Jul 9, 2024 | SR-PEARL-2024-27 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100338 | Jun 14, 2024 | SR-PEARL-2024-26 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: July 12, 2024 See Also - Exhibit 5 |
| 34-100319 | Jun 12, 2024 | SR-PEARL-2024-25 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees Comments Due: July 9, 2024 See Also - Exhibit 5 |
| 34-100109 | May 13, 2024 | SR-PEARL-2024-22 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees Comments Due: June 7, 2024 See Also - Exhibit 5 |
| 34-100092 | May 9, 2024 | SR-PEARL-2024-23 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: June 5, 2024 See Also - Exhibit 5 |
| 34-100037 | Apr 26, 2024 | SR-PEARL-2024-20 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: May 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100024 | Apr 24, 2024 | SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 | BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin Comments Due: May 21, 2024 View Received Comments |
| 34-99997 | Apr 19, 2024 | SR-PEARL-2024-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Amend the Short Term Option Series Program Comments Due: May 17, 2024 See Also - Exhibit 5 |