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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100467 Jul 9, 2024 SR-CboeBYX-2023-020 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand Its Reta
View Received Comments
34-100436 Jun 26, 2024 SR-CboeBYX-2024-023 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees
Comments Due: July 23, 2024
See Also - Exhibit 5
34-100411 Jun 24, 2024 SR-CboeBYX-2024-016 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01
Comments Due: July 19, 2024
See Also - Exhibit 5
34-100342 Jun 14, 2024 SR-CboeBYX-2024-021 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: July 12, 2024
See Also - Exhibit 5
34-100337 Jun 14, 2024 SR-CboeBYX-2024-009 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.25(e) ("Priority and Execution of Orders") to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the Exchange for Execu
Comments Due: July 12, 2024
See Also - Exhibit 5
34-100331 Jun 13, 2024 SR-CboeBYX-2024-022 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports
Comments Due: July 11, 2024
See Also - Exhibit 5
34-100325 Jun 13, 2024 SR-CboeBYX-2024-019 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Fee Code MT
Comments Due: July 11, 2024
See Also - Exhibit 5
34-100316 Jun 11, 2024 SR-CboeBYX-2024-003 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00
34-100317 Jun 11, 2024 SR-CboeBYX-2024-017 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members
Comments Due: July 8, 2024
See Also - Exhibit 5
34-100202 May 21, 2024 SR-CboeBYX-2024-015 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
Comments Due: June 18, 2024
See Also - Exhibit 5