National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-40622 | Oct 30, 1998 | SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 | American Stock Exchange (Amex), National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425 |
| 34-40426 | Sep 10, 1998 | SR-Amex-98-32 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange, Inc. Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. See Also - Rel. No. 34-40622 |
| 34-40345 | Aug 19, 1998 | SR-Amex-98-19 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change by the American Stock Exchange, Inc. Relating to Solicitation of Options Transactions |