National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50952 | Dec 30, 2004 | SR-CHX-2004-42 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Short Sales of Securities |
| 34-50935 | Dec 27, 2004 | SR-CHX-2004-44 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Extension of Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds |
| 34-50892 | Dec 20, 2004 | SR-CHX-2004-26 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc. Relating to the Demutualization of the Chicago Stock Exchange, Inc. See Also - Rel. No. 34-51149 |
| 34-50865 | Dec 16, 2004 | SR-CHX-2004-03 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Manual Execution of Orders and Amendment No. 1 Thereto See Also - Rel. No. 34-52062 |
| 34-50657 | Nov 12, 2004 | SR-CHX-2004-34 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Dues and Fees |
| 34-50628 | Nov 3, 2004 | SR-CHX-2004-35 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating To Transfer of CHX Memberships |
| 34-50619 | Nov 2, 2004 | SR-CHX-2003-07 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Approval of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Out-of-Range Execution Rules See Also - Rel. No. 34-50417 |
| 34-50620 | Nov 2, 2004 | SR-CHX-2004-37 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to the Trading of Nasdaq/NM Securities |
| 34-50616 | Nov 1, 2004 | SR-CHX-2004-22 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Incorporated to Modify Certain Charges that are Payable by CHX Specialists That Trade NASDAQ/NM Securities |
| 34-50590 | Oct 26, 2004 | SR-CHX-2004-36 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds |