National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52270 | Aug 16, 2005 | SR-Amex-2005-066 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage View Received Comments See Also - Rel. No. 34-52503 |
| 34-52275 | Aug 16, 2005 | SR-Amex-2005-003 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships See Also - Rel. No. 34-51900 |
| 34-52260 | Aug 15, 2005 | SR-Amex-2005-082 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock |
| 34-52268 | Aug 15, 2005 | SR-Amex-2005-077 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) |
| 34-52267 | Aug 15, 2005 | SR-Amex-2005-081 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) |
| 34-52244 | Aug 11, 2005 | SR-Amex-2005-026 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists before 9:30 a.m. See Also - Rel. No. 34-51834 |
| 34-52216 | Aug 5, 2005 | SR-Amex-2005-024 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds See Also - Rel. No. 34-52408 |
| 34-52197 | Aug 2, 2005 | SR-Amex-2004-62 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating To Listing and Trading of Shares of the xtraShares Trust See Also - Rel. No. 34-52553 |
| 34-52172 | Jul 29, 2005 | SR-Amex-2005-046 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules See Also - Rel. No. 34-52414 |
| 34-52150 | Jul 28, 2005 | SR-Amex-2005-079 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program |