National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49889 | Jun 17, 2004 | SR-Amex-2004-34 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Handling of Principal Acting as Agent Orders |
| 34-49868 | Jun 15, 2004 | SR-Amex-2004-36 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the American Stock Exchange LLC Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan |
| 34-49855 | Jun 14, 2004 | SR-Amex-2004-30 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Extend on a Six-Month Pilot Basis the Exchange's Odd-Lot Execution Procedures Applicable To Trading in Nasdaq Securities |
| 34-49840 | Jun 9, 2004 | SR-Amex-2004-23 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change by American Stock Exchange LLC and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities See Also - Rel. No. 34-50355 |
| 34-49813A | Jun 9, 2004 | SR-Amex-2004-45 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005 See Also - Rel. No. 34-49813 |
| 34-49813 | Jun 4, 2004 | SR-Amex-2004-45 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Extend a Pilot Program Under Which It Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005 See Also - Rel. No. 34-49813A |
| 34-49797 | Jun 3, 2004 | SR-Amex-2004-41 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Implement a Quote Assist Feature in Options on a Pilot Program Basis |
| 34-49800 | Jun 3, 2004 | SR-Amex-2004-37 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection With Cabinet and Spread Trades See Also - Rel. No. 34-49986 |
| 34-49775 | May 26, 2004 | SR-Amex-2004-32 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Amend Article II, Section 3 of the Exchange Constitution See Also - Rel. No. 34-49775 |
| 34-49759 | May 24, 2004 | SR-Amex-2004-35 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to the Adoption of Procedures for the Transfer of Options Positions |