National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52414 | Sep 13, 2005 | SR-Amex-2005-046 | American Stock Exchange (Amex) | Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules See Also - Rel. No. 34-52172 |
34-52408 | Sep 12, 2005 | SR-Amex-2005-024 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds See Also - Rel. No. 34-52216 |
34-52360 | Aug 30, 2005 | SR-Amex-2004-76 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures See Also - Rel. No. 34-52592 |
34-52349 | Aug 26, 2005 | SR-Amex-2005-048 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test See Also - Rel. No. 34-52067 |
34-52334 | Aug 25, 2005 | SR-Amex-2005-068 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 See Also - Rel. No. 34-52646 |
34-52325 | Aug 23, 2005 | SR-Amex-2005-052 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff Into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings See Also - Rel. No. 34-52527 |
34-52312 | Aug 22, 2005 | SR-Amex-2005-063 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options See Also - Rel. No. 34-52649 |
34-52298 | Aug 18, 2005 | R-Amex-2004-47 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 2 Thereto, Relating to Listing and Trading of Yield Underlying Participating Securities (YUPS) See Also - Rel. No. 34-51566 |
34-52297 | Aug 18, 2005 | SR-Amex-2005-080 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads |
34-52273 | Aug 16, 2005 | SR-Amex-2005-078 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ) See Also - Rel. No. 34-52516 |