National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50214 | Aug 18, 2004 | SR-Amex-2004-49 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change To Allow Amex Hearing Officers To Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel See Also - Rel. No. 34-49991 |
| 34-50195 | Aug 13, 2004 | SR-Amex-2004-61 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap |
| 34-50188 | Aug 12, 2004 | SR-Amex-00-27 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto To Require the Immediate Display of Customer Option Limit Orders See Also - Rel. No. 34-50188 |
| 34-50189 | Aug 12, 2004 | SR-Amex-2004-05 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the American Stock Exchange LLC To List and Trade Certain Vanguard International Equity Index Funds |
| 34-50187 | Aug 12, 2004 | SR-Amex-2004-58 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Reduce ETF Transaction Fees for Specialist and Registered Traders and the Cap on ETF Transaction Charge for Specialists |
| 34-50122 | Jul 29, 2004 | SR-Amex-2004-32 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change by the American Stock Exchange LLC to Amend Article II, Section 3 of the Exchange Constitution See Also - Rel. No. 34-49775 |
| 34-50116 | Jul 29, 2004 | SR-Amex-2004-54 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Extension of the Linkage Fee Pilot Program |
| 34-50093 | Jul 27, 2004 | SR-Amex-2004-56 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Amend Alphabetical Designations of Paragraphs in Amex Rule 118 |
| 34-50081 | Jul 26, 2004 | SR-Amex-2004-51 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Apply the Current Member Firm Guarantee for Equity Options to Index Options See Also - Rel. No. 34-50326 |
| 34-50057 | Jul 22, 2004 | SR-Amex-2004-50 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the NASD's Sale of Its Interest in the American Stock Exchange LLC to the Amex Membership Corporation See Also - Rel. No. 34-50927, Constitution of the American Stock Exchange LLC, Restated Limited Liability Company Agreementof American Stock Exchange LLC, Second Restated Certificate of Incorporation of the Amex Membership Corporation, Exhibit D: Amended and Restated By Laws "By Laws" of The Amex Membership Corporation the "Corporation" |