National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52646 | Oct 20, 2005 | SR-Amex-2005-068 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 See Also - Rel. No. 34-52334 |
| 34-52633 | Oct 18, 2005 | SR-Amex-2005-093 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Rule 891 Relating to Transfer Agents |
| 34-52630 | Oct 18, 2005 | SR-Amex-2005-097 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement See Also - Rel. No. 34-52874 |
| 34-52598 | Oct 13, 2005 | SR-Amex-2005-098 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM) |
| 34-52593 | Oct 12, 2005 | SR-Amex-2005-083 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
| 34-52592 | Oct 12, 2005 | SR-Amex-2004-76 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures See Also - Rel. No. 34-52360 |
| 34-52563 | Oct 4, 2005 | SR-Amex-2004-74 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 See Also - Rel. No. 34-52782 |
| 34-52553 | Oct 3, 2005 | SR-Amex-2004-62 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust See Also - Rel. No. 34-52197 |
| 34-52527 | Sep 29, 2005 | SR-Amex-2005-052 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings See Also - Rel. No. 34-52325 |
| 34-52533 | Sep 29, 2005 | SR-Amex-2005-085 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs |