National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52646 | Oct 20, 2005 | SR-Amex-2005-068 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 See Also - Rel. No. 34-52334 |
34-52633 | Oct 18, 2005 | SR-Amex-2005-093 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Rule 891 Relating to Transfer Agents |
34-52630 | Oct 18, 2005 | SR-Amex-2005-097 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement See Also - Rel. No. 34-52874 |
34-52598 | Oct 13, 2005 | SR-Amex-2005-098 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM) |
34-52593 | Oct 12, 2005 | SR-Amex-2005-083 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
34-52592 | Oct 12, 2005 | SR-Amex-2004-76 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures See Also - Rel. No. 34-52360 |
34-52563 | Oct 4, 2005 | SR-Amex-2004-74 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 See Also - Rel. No. 34-52782 |
34-52553 | Oct 3, 2005 | SR-Amex-2004-62 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust See Also - Rel. No. 34-52197 |
34-52527 | Sep 29, 2005 | SR-Amex-2005-052 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings See Also - Rel. No. 34-52325 |
34-52533 | Sep 29, 2005 | SR-Amex-2005-085 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs |