National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52747 | Nov 8, 2005 | SR-Amex-2005-084 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund |
34-52741 | Nov 4, 2005 | SR-Amex-2005-115 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation |
34-52736 | Nov 4, 2005 | SR-Amex-2005-111 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) |
34-52740 | Nov 4, 2005 | SR-Amex-2005-109 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System |
34-52718 | Nov 2, 2005 | SR-Amex-2005-060 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules View Received Comments See Also - Rel. No. 34-54608 |
34-52701 | Oct 28, 2005 | SR-Amex-2005-101 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Equity Transaction Charges |
34-52690 | Oct 27, 2005 | SR-Amex-2005-067 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change To Expand Its $2.50 Strike Price Program See Also - Rel. No. 34-52893 |
34-52686 | Oct 27, 2005 | SR-Amex-2005-099 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts |
34-52657 | Oct 24, 2005 | SR-Phlx-2005-27, SR-PCX-2005-104, SR-ISE-2005-42, SR-BSE-2005-39, SR-Amex-2005-047 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders See Also - Rel. No. 34-52424, Rel. No. 34-52410, Rel. No. 34-52427, Rel. No. 34-52425, Rel. No. 34-52428, Rel. No. 34-52429 |
34-52649 | Oct 21, 2005 | SR-Amex-2005-063 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options See Also - Rel. No. 34-52312 |