National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52870 | Dec 1, 2005 | SR-Amex-2005-091 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares Lehman TIPS Bond Fund |
| 34-52844 | Nov 28, 2005 | SR-Amex-2005-064 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing See Also - Rel. No. 34-53085 |
| 34-52837 | Nov 25, 2005 | SR-Amex-2005-056 | American Stock Exchange (Amex) | Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs See Also - Rel. No. 34-52505 |
| 34-52812 | Nov 21, 2005 | SR-Amex-2005-118 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund |
| 34-52804 | Nov 18, 2005 | SR-Amex-2005-114 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards See Also - Rel. No. 34-53050 |
| 34-52782 | Nov 16, 2005 | SR-Amex-2004-74 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS Stock" See Also - Rel. No. 34-52563 |
| 34-52781 | Nov 16, 2005 | SR-Amex-2005-069 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards |
| 34-52765 | Nov 10, 2005 | SR-Amex-2005-102 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide View Received Comments |
| 34-52767 | Nov 10, 2005 | SR-Amex-2005-108 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) |
| 34-52754 | Nov 9, 2005 | SR-Amex-2005-113 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders |