National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50953 | Dec 30, 2004 | SR-Amex-2004-104 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Regulation SHO |
34-50940 | Dec 28, 2004 | SR-Amex-2004-102 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Connection With the iShares FTSE/Xinhua China 25 Index Fund |
34-50934 | Dec 27, 2004 | SR-BSE-2004-59, SR-Amex-2004-108 | Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend the Exchange's Rule Relating to its Regulatory Transaction Fee |
34-50927 | Dec 23, 2004 | SR-Amex-2004-50 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the National Association of Securities Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation See Also - Rel. No. 34-50057, Exhibit A, Exhibit 5 |
34-50928 | Dec 23, 2004 | SR-BSE-2004-59, SR-Amex-2004-108 | Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend the Exchange's Rule Relating to its Regulatory Transaction Fee |
34-50902 | Dec 21, 2004 | SR-Amex-2004-103 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C To Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration |
34-50894 | Dec 20, 2004 | SR-Amex-2004-93 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock() |
34-50871 | Dec 16, 2004 | SR-Amex-2004-72 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC To Amend Its Minor Rule Violation Plan See Also - Rel. No. 34-51119 |
34-50866 | Dec 16, 2004 | SR-Amex-2003-90 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by American Stock Exchange LLC Relating to the Amendment of Exchange Rule 153 and Amendment No. 1 Thereto See Also - Rel. No. 34-50999 |
34-50850 | Dec 14, 2004 | SR-Amex-2004-87 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Standard and Poor's 500 Composite Stock Price Index |