Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83713 | Jul 26, 2018 | SR-MSRB-2018-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers See Also - Exhibit 5 |
| 34-83572 | Jun 29, 2018 | SR-MSRB-2018-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Content Outline and Selection Specifications for the Series 52 Examination and To Revise the Content Outlines for the Series 50, Series 51 and Series 53 Examinations See Also - Exhibit 3 |
| 34-83483 | Jun 20, 2018 | SR-MSRB-2018-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules See Also - Exhibit 5 |
| 34-83207 | May 10, 2018 | SR-MSRB-2018-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Language of Certain Administrative Rules To Continue To Help Ensure That They Reflect MSRB Practices and Improve Consistency Among the Rules See Also - Exhibit 5 |
| 34-83177 | May 7, 2018 | SR-MSRB-2018-01 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change, Consisting to Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments |
| 34-83038 | Apr 12, 2018 | SR-MSRB-2018-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System See Also - Exhibit 4, Exhibit 5 |
| 34-82616 | Feb 1, 2018 | SR-MSRB-2018-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-82321 | Dec 14, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Rel. No. 34-82053, Rel. No. 34-81595 |
| 34-82238 | Dec 8, 2017 | SR-MSRB-2017-08 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Rel. No. 34-81921 |
| 34-82053 | Nov 13, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 4, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-81595 |