Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48389 | Aug 21, 2003 | SR-MSRB-2003-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Telemarketing Rules To Require Participation in the National Do-Not-Call Registry View Received Comments |
| 34-48340 | Aug 14, 2003 | SR-MSRB-2003-06 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Filing by the Municipal Securities Rulemaking Board to Amend Rule A-14, on Annual Fees See Also - Rel. No. 34-48140 |
| 34-48169 | Jul 11, 2003 | SR-MSRB-2003-04 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board To Require Dealers To Establish Anti-Money Laundering Compliance Programs View Received Comments |
| 34-48140 | Jul 8, 2003 | SR-MSRB-2003-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Amend Rule A-14, on Annual Fees See Also - Rel. No. 34-48340 |
| 34-47888 | May 19, 2003 | SR-MSRB-2003-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Rule G-14, on Reports of Sales or Purchases View Received Comments See Also - Rel. No. 34-47650 |
| 34-47815 | May 8, 2003 | SR-MSRB-2003-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Marketing of 529 College Savings Plans in the Workplace View Received Comments |
| 34-47650 | Apr 8, 2003 | SR-MSRB-2003-02 | Municipal Securities Rulemaking Board (MSRB) | Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases View Received Comments See Also - Rel. No. 34-47888 |
| 34-43066 | Jul 21, 2000 | SR-MSRB-00-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Municipal Fund Securities |
| 34-39833 | Apr 6, 1998 | SR-MSRB-98-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Rule G- 15(d)(ii) Concerning Automated Confirmation/Acknowledgment of Customer Transactions |
| 34-35341 | Feb 8, 1995 | SR-AMEX-94-59, SR-CBOE-94-49, SR-CHX-94-27, SR-MSRB-94-17, SR-NASD-94-72, SR-NYSE-94-43, SR-PSE-94-35, SR-PHLX-94-52 | American Stock Exchange (Amex), Cboe Exchange, Inc. (CBOE), Chicago Stock Exchange, Inc. (CHX), Municipal Securities Rulemaking Board (MSRB), National Association of Securities Dealers (NASD), New York Stock Exchange LLC (NYSE), Nasdaq PHLX LLC (Phlx) | Order Approving Proposed Rule Changes by the American Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Municipal Securities Rulemaking Board, National Association of Securities Dealers, Inc., New York Stock Exchange, Inc., Pacific Stock Exchange Inc., and Philadelphia Stock Exchange, Inc., Relating to a Continuing Education Requirement for Registered Persons |