Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100508 | Jul 11, 2024 | SR-MSRB-2024-03 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios |
| 34-100291 | Jun 6, 2024 | SR-MSRB-2024-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Supervision, to Allow Eligible Dealers to Fulfill Their Internal Inspection Obligation of Certain Offices and Locations Remotely for a Pilot Period, Subject Comments Due: July 3, 2024 See Also - Exhibit 5 Submit a Comment on SR-MSRB-2024-05
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| 34-100131 | May 14, 2024 | SR-MSRB-2024-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Dealer Supervision, to Adopt a New Residential Supervisory Location Classification Comments Due: June 10, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100003 | Apr 22, 2024 | SR-MSRB-2024-01 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Comments Due: May 17, 2024 |
| 34-99949 | Apr 12, 2024 | SR-MSRB-2024-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios Comments Due: May 9, 2024 View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-99834 | Mar 22, 2024 | SR-MSRB-2024-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Calculation of the Annual Fee on Municipal Advisors under MSRB Rule A-11 Comments Due: April 18, 2024 See Also - Exhibit 5 |
| 34-99577 | Feb 21, 2024 | SR-MSRB-2023-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 |
| 34-99484 | Feb 7, 2024 | SR-MSRB-2023-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date View Received Comments |
| 34-99444 | Jan 29, 2024 | SR-MSRB-2023-06 | Municipal Securities Rulemaking Board (MSRB) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 Comments Due: February 23, 2024 Rebuttal comments due: March 8, 2024 View Received Comments |
| 34-99402 | Jan 19, 2024 | SR-MSRB-2024-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Comments Due: February 16, 2024 View Received Comments See Also - Exhibit 5, Exhibit 2 |