Fixed Income Clearing Corporation (FICC-AN) Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-73388 Oct 17, 2014 SR-FICC-2014-801 Fixed Income Clearing Corporation (FICC-AN) Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
34-73187 Sep 23, 2014 SR-FICC-2014-801 Fixed Income Clearing Corporation (FICC-AN) Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF Repo® Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles
34-71469 Feb 4, 2014 SR-FICC-2014-801 Fixed Income Clearing Corporation (FICC-AN) Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
34-69602 May 17, 2013 SR-FICC-2013-802 Fixed Income Clearing Corporation (FICC-AN) Notice of Filing of Advance Notice to Include Options On Interest Rate Futures Contracts with Maturities Not Longer than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC
34-68498 Dec 20, 2012 AN-FICC-2012-09 Fixed Income Clearing Corporation (FICC-AN) Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge
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