The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-94726 | SEC Issue Date:Apr 14, 2022 | File Number:SR-DTC-2022-003 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide and the Operational Arrangements Comments Due: May 11, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-DTC-2022-003
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Release Number:34-94692 | SEC Issue Date:Apr 12, 2022 | File Number:SR-DTC-2022-002 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: May 9, 2022 See Also - Exhibit 5 Submit a Comment on SR-DTC-2022-002 |
Release Number:34-94538 | SEC Issue Date:Mar 29, 2022 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Withdrawal of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register |
Release Number:34-94495 | SEC Issue Date:Mar 23, 2022 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments |
Release Number:34-94273 | SEC Issue Date:Feb 17, 2022 | File Number:SR-DTC-2022-001 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register View Received Comments |
Release Number:34-94167 | SEC Issue Date:Feb 7, 2022 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register |
Release Number:34-94067 | SEC Issue Date:Jan 26, 2022 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
Release Number:34-93885 | SEC Issue Date:Dec 30, 2021 | File Number:SR-DTC-2021-018 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide Comments Due: January 26, 2022 See Also - Exhibit 5 |
Release Number:34-93854 | SEC Issue Date:Dec 22, 2021 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 See Also - Exhibit 5 |
Release Number:34-93669 | SEC Issue Date:Nov 24, 2021 | File Number:SR-DTC-2021-016 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |