The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55940 | Jun 21, 2007 | SR-DTC-2007-04 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities View Received Comments See Also - Rel. No. 34-56277 |
| 34-55829 | May 30, 2007 | SR-DTC-2006-20 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DTC's Fee Schedule |
| 34-55816 | May 25, 2007 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - Rel. Nos. 34-57959, and 34-57362, 34-60196 |
| 34-55488 | Mar 19, 2007 | SR-DTC-2007-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Charged to the CDS Clearing and Depository Services, Inc. |
| 34-55390 | Mar 2, 2007 | SR-DTC-2007-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New York Governing Law View Received Comments |
| 34-55365 | Feb 27, 2007 | SR-DTC-2006-07 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-54927 |
| 34-55306 | Feb 15, 2007 | SR-DTC-2006-21 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues View Received Comments |
| 34-55239 | Feb 5, 2007 | SR-DTC-2006-15 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service See Also - Rel. No. 34-54855 |
| 34-55098 | Jan 12, 2007 | SR-DTC-2006-19 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service |
| 34-55058 | Jan 8, 2007 | SR-DTC-2006-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service |