The Depository Trust Company (DTC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80605 | May 5, 2017 | SR-NSCC-2017-802, SR-DTC-2017-802 | The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility See Also - Rel. No. 34-80731 |
| 34-80394 | Apr 7, 2017 | SR-DTC-2017-801 | The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80731 |
| 34-79763 | Jan 9, 2017 | SR-DTC-2016-802 | The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments See Also - Rel. No. 34-79224 |
| 34-79224 | Nov 3, 2016 | SR-DTC-2016-802 | The Depository Trust Company (DTC-AN) | Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments See Also - Exhibit 5, Rel. No. 34-79763 |
| 34-77750 | Apr 29, 2016 | SR-NSCC-2016-801, SR-DTC-2016-801 | The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility |
| 34-74906 | May 7, 2015 | SR-NSCC-2015-801, SR-DTC-2015-801 | The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit |
| 34-74142 | Jan 27, 2015 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-73975, Rel. No. 34-73755 |
| 34-73975 | Dec 31, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 |
| 34-73755 | Dec 5, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |
| 34-72132 | May 8, 2014 | SR-DTC-2014-805 | The Depository Trust Company (DTC-AN) | Notice of Filing and No Objection to Advance Notice to Renew DTC's Existing Credit Facility |