National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79636 | Dec 21, 2016 | SR-BatsBZX-2016-87 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BZX Summary Depth and Amend Fees for BZX Depth See Also - Exhibit 5 |
| 34-79618 | Dec 20, 2016 | SR-BatsBZX-2016-88 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETFs |
| 34-79600 | Dec 19, 2016 | SR-BatsBZX-2016-91 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Participant Fee Applicable to Options Members of Its Equity Options Platform See Also - Exhibit 5 |
| 34-79585 | Dec 16, 2016 | SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 | Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265 |
| 34-79552 | Dec 14, 2016 | SR-BatsBZX-2016-61 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS View Received Comments See Also - Rel. No. 34-79884, Rel. No. 34-79162 |
| 34-79533 | Dec 13, 2016 | SR-BatsBZX-2016-82 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-79523 | Dec 9, 2016 | SR-BatsBZX-2016-84 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats BZX Exchange, Inc. To Extend Through June 30, 2017, the Penny Pilot Program in Options Classes in Certain Issues See Also - Exhibit 5 |
| 34-79496 | Dec 7, 2016 | SR-BatsBZX-2016-83 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-79467 | Dec 5, 2016 | SR-BatsBZX-2016-81 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.23, Auctions, To Amend How the Official Auction Prices Are Calculated and Add Additional Specificity Regarding the Handling of RHO Orders During an Opening Auction for a BZX Listed Security See Also - Exhibit 5 |
| 34-79457 | Dec 2, 2016 | SR-BatsBZX-2016-79 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule See Also - Exhibit 5 |