This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-16-04 Rulemaking for EDGAR System
Final Rule
Rulemaking for EDGAR System
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S7-38-04 Securities Offering Reform
Final Rule
Securities Offering Reform; Correction
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
S7-10-04 Regulation NMS
Final Rule
Regulation NMS
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S7-08-05 Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Final Rule
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
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S7-05-05 Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission
Final Rule
Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
Adoption of Amendment to Delegation of Authority to Secretary of the Commission
Final Rule
Adoption of Amendment to Delegation of Authority to Secretary of the Commission
S7-40-02, S7-06-03 Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
S7-25-99 Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date
Final Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date
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S7-10-04 Regulation NMS
Final Rule
Regulation NMS
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S7-27-04 Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Final Rule
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
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S7-02-04 Amendments to the Penny Stock Rules
Final Rule
Amendments to the Penny Stock Rules
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S7-10-04 Regulation NMS
Final Rule
Regulation NMS
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S7-11-01 Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index
Final Rule
Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index
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S7-38-04 Securities Offering Reform
Final Rule
Securities Offering Reform
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S7-16-04 Rulemaking for EDGAR System
Final Rule
Rulemaking for EDGAR System
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S7-19-04 Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies
Final Rule
Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies
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S7-25-04 Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934
Final Rule
Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934
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S7-02-04 Amendments to the Penny Stock Rules
Final Rule
Amendments to the Penny Stock Rules
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S7-03-04 Investment Company Governance
Final Rule
Investment Company Governance
View Related Activity
S7-10-04 Regulation NMS
Final Rule
Regulation NMS
View Related Activity
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment
Final Rule
Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment
S7-15-04 First-Time Application of International Financial Reporting Standards
Final Rule
First-Time Application of International Financial Reporting Standards
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S7-25-99 Certain Broker-Dealers Deemed Not To Be Investment Advisers
Final Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers
View Related Activity
S7-11-04 Mutual Fund Redemption Fees
Final Rule
Mutual Fund Redemption Fees
View Related Activity
S7-40-02, S7-06-03 Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
S7-35-04 XBRL Voluntary Financial Reporting Program on the EDGAR System
Final Rule
XBRL Voluntary Financial Reporting Program on the EDGAR System
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S7-25-99 Certain Broker-Dealers Deemed Not To Be Investment Advisers
Final Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers
View Related Activity
S7-24-04 Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries
Final Rule
Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries
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S7-33-04 Disposal of Consumer Report Information
Final Rule
Disposal of Consumer Report Information
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S7-32-04 Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates
Final Rule
Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates
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S7-18-04 Proposed Rule Changes of Self-Regulatory Organizations
Final Rule
Proposed Rule Changes of Self-Regulatory Organizations
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S7-09-04 Prohibition on the Use of Brokerage Commissions To Finance Distribution
Final Rule
Prohibition on the Use of Brokerage Commissions To Finance Distribution
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S7-34-02 Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products
Final Rule
Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products
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Last Reviewed or Updated: Sept. 13, 2024