Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-95834 2022-86 Order Determining Whistleblower Award Claim
34-95802 2022-85 Order Determining Whistleblower Award Claim
34-95753 2022-84 Order Determining Whistleblower Award Claim
34-95748 2022-83 Order Determining Whistleblower Award Claim
34-95714 2022-82 Order Determining Whistleblower Award Claim
34-95713 2022-81 Order Determining Whistleblower Award Claim
34-95712 2022-80 Order Determining Whistleblower Award Claim
34-95711 2022-79 Order Determining Whistleblower Award Claim
34-95672 2022-78 Order Determining Whistleblower Award Claim
34-95651 10-239 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days from publication in the Federal Register
View Received Comments
Federal Register version (87 FR 54736)
33-11095, 34-95597 Order Making Fiscal Year 2023 Annual Adjustments to Registration Fee Rates
Federal Register version (87 FR 53030)
34-95588 Draft 2022-2026 Strategic Plan for Securities and Exchange Commission
Comments Due: September 29, 2022
View Received Comments
See Also - Draft Strategic Plan, Press Release Nos. 2022-148
Federal Register version (87 FR 53040)
34-95537 2022-77 Order Determining Whistleblower Award Claim
34-95496 Notice of Intention to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-95490 2022-76 Order Determining Whistleblower Award Claim
34-95489 2022-75 Order Determining Whistleblower Award Claim
34-95486 2022-74 Order Determining Whistleblower Award Claim
34-95485 2022-73 Order Determining Whistleblower Award Claim
34-95484 2022-72 Order Determining Whistleblower Award Claim
34-95483 2022-71 Order Determining Whistleblower Award Claim
34-95470 Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories
See Also - Confidentiality Agreement between SEC and FINRA, Incoming Letter from FINRA to SEC
Federal Register version (87 FR 50655)
34-95443 2022-70 Order Determining Whistleblower Award Claim
34-95408 2022-69 Order Determining Whistleblower Award Claim
34-95384 2022-68 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024