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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-96641	Jan. 12, 2023	2023-23	Order Determining Whistleblower Award Claim
34-96604	Jan. 6, 2023	2023-22	Order Determining Whistleblower Award Claim
33-11143, 34-96605, IA-6212, IC-34797	Jan. 6, 2023		Adjustments to Civil Monetary Penalty Amounts Federal Register version (88 FR 1614)
33-11142, 34-96577	Dec. 23, 2022		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2023
34-96541	Dec. 20, 2022		Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008) View Received Comments Federal Register version (87 FR 79014)
34-96527	Dec. 19, 2022	2023-21	Order Determining Whistleblower Award Claim
34-96474	Dec. 12, 2022	2023-20	Order Determining Whistleblower Award Claim
PA-58	Dec. 7, 2022	S7-28-22	Privacy Act of 1974; System of Records *Comments Due:* January 6, 2023 Submit a Comment on S7-28-22 Federal Register version (87 FR 76097)
34-96439	Dec. 2, 2022	2023-19	Order Determining Whistleblower Award Claim
34-96399	Nov. 29, 2022	2023-18	Order Determining Whistleblower Award Claim
33-11136, 34-96386, IC-34765	Nov. 28, 2022	S7-27-22	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* January 3, 2023 See Also - Staff Summaries of 2013 Rule Reviews Federal Register version (87 FR 74057)
34-96381	Nov. 28, 2022	2023-17	Order Determining Whistleblower Award Claim
34-96366	Nov. 21, 2022	2023-16	Order Determining Whistleblower Award Claim
34-96364	Nov. 18, 2022	10-239	In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 See Also - Form 1 Application and Exhibits Federal Register version (87 FR 72553)
34-96354	Nov. 18, 2022		Order Cancelling Registrations of Certain Transfer Agents Federal Register version (87 FR 72577)
34-96337	Nov. 17, 2022	10-239	24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* December 13, 2022 View Received Comments See Also - Form 1 Application and Exhibits Federal Register version (87 FR 71388)
34-96324	Nov. 16, 2022	2023-15	Order Determining Whistleblower Award Claim
34-96232	Nov. 4, 2022	2023-14	Order Determining Whistleblower Award Claim
34-96231	Nov. 4, 2022	2023-13	Order Determining Whistleblower Award Claim

Last Reviewed or Updated: June 28, 2024