Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-96765 2023-33 Order Determining Whistleblower Award Claim
34-96739 2023-32 Order Determining Whistleblower Award Claim
34-96724 Order Making Fiscal Year 2023 Annual Adjustments to Transaction Fee Rates
Federal Register version (88 FR 5051)
34-96708 2023-31 Order Determining Whistleblower Award Claim
34-96705 2023-30 Order Determining Whistleblower Award Claim
34-96669 2023-29 Order Determining Whistleblower Award Claim
34-96667 2023-28 Order Determining Whistleblower Award Claim
34-96658 2023-27 Order Determining Whistleblower Award Claim
34-96657 2023-26 Order Determining Whistleblower Award Claim
34-96656 2023-25 Order Determining Whistleblower Award Claim
34-96642 2023-24 Order Determining Whistleblower Award Claim
34-96641 2023-23 Order Determining Whistleblower Award Claim
34-96604 2023-22 Order Determining Whistleblower Award Claim
33-11143, 34-96605, IA-6212, IC-34797 Adjustments to Civil Monetary Penalty Amounts
Federal Register version (88 FR 1614)
33-11142, 34-96577 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2023
34-96541 Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008)
View Received Comments
Federal Register version (87 FR 79014)
34-96527 2023-21 Order Determining Whistleblower Award Claim
34-96474 2023-20 Order Determining Whistleblower Award Claim
PA-58 S7-28-22 Privacy Act of 1974; System of Records
Comments Due: January 6, 2023
Submit a Comment on S7-28-22
Federal Register version (87 FR 76097)
34-96439 2023-19 Order Determining Whistleblower Award Claim
34-96399 2023-18 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024