Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-97205 2023-43 Order Determining Whistleblower Award Claim
34-97202 2023-42 Order Determining Whistleblower Award Claim
34-97051 2023-41 Order Determining Whistleblower Award Claim
34-97043 10-239 24X National Exchange LLC; Notice of Withdrawal of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Federal Register version (88 FR 14663)
34-97015 2023-40 Order Determining Whistleblower Award Claim
34-96983 2023-39 Order Determining Whistleblower Award Claim
34-96971 2023-38 Order Determining Whistleblower Award Claim
34-96970 2023-37 Order Determining Whistleblower Award Claim
34-96923 2023-36 Order Determining Whistleblower Award Claim
34-96887 2023-35 Order Determining Whistleblower Award Claim
33-11155, 34-96851 Order Regarding Review of FASB Accounting Support Fee for 2023 under Section 109 of the Sarbanes-Oxley Act of 2002
34-96788 SR-MEMX-2021-10 In the Matter of the MEMX LLC Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Retail Midpoint Liquidity Program (File No. SR-MEMX-2021-10); Order Scheduling Filing of Statements on Review
Federal Register version (88 FR 8008)
34-96767 2023-34 Order Determining Whistleblower Award Claim
34-96765 2023-33 Order Determining Whistleblower Award Claim
34-96739 2023-32 Order Determining Whistleblower Award Claim
34-96724 Order Making Fiscal Year 2023 Annual Adjustments to Transaction Fee Rates
Federal Register version (88 FR 5051)
34-96708 2023-31 Order Determining Whistleblower Award Claim
34-96705 2023-30 Order Determining Whistleblower Award Claim
34-96669 2023-29 Order Determining Whistleblower Award Claim
34-96667 2023-28 Order Determining Whistleblower Award Claim
34-96658 2023-27 Order Determining Whistleblower Award Claim
34-96657 2023-26 Order Determining Whistleblower Award Claim
34-96656 2023-25 Order Determining Whistleblower Award Claim
34-96642 2023-24 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024