Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-93934 SR-NYSE-2020-96 New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners
View Received Comments
Federal Register version (87 FR 2189)
34-93913 2022-22 Order Determining Whistleblower Award Claim
33-11021, 34-93925, IA-5938, IC-34466 Adjustments to Civil Monetary Penalty Amounts
Federal Register version (87 FR 1808)
34-93812 2022-21 Order Determining Whistleblower Award Claim
33-11014, 34-93785 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022
See Also - Fact Sheet
Federal Register version (86 FR 72300)
34-93768 S7-14-11 Credit Risk Retention-Notification of Determination of Review
See Also - 34-73407.pdf, Proposed Rule Release Nos. 34-70277, 34-64603, Credit Risk Retention
Federal Register version (86 FR 71810)
34-93726 2022-20 Order Determining Whistleblower Award Claim
34-93685 2022-19 Order Determining Whistleblower Award Claim
34-93648 2022-18 Order Determining Whistleblower Award Claim
PA-57A S7-14-21 Privacy Act of 1974; System of Records; Correction
Comments Due: December 29, 2021
View Received Comments
Submit a Comment on S7-14-21
Federal Register version (86 FR 71117)
34-93637 2022-16 Order Determining Whistleblower Award Claim
34-93636 2022-15 Order Determining Whistleblower Award Claim
34-93635 2022-17 Order Determining Whistleblower Award Claim
34-93604 2022-14 Order Determining Whistleblower Award Claim
33-11007, 34-93573 265-28 Investor Advisory Committee Meeting
View Received Comments
Submit a Comment on 265-28
Federal Register version (86 FR 64569)
34-93569 2022-13 Order Determining Whistleblower Award Claim
34-93547 2022-12 Order Determining Whistleblower Award Claim
34-93511 Financial Industry Regulatory Authority, Inc.
See Also - FBI Compact Officer Approval Letter, FINRA Incoming Fingerprint Plan Cover Letter
Federal Register version (86 FR 61801)
34-93478 Order Regarding Initial Margin Computation for Citigroup Global Markets Inc.
34-93480 Order Regarding Initial Margin Computation for Goldman Sachs & Co. LLC
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Last Reviewed or Updated: June 28, 2024