Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-94366 2022-35 Order Determining Whistleblower Award Claim
34-94305 Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934
Federal Register version (87 FR 11779)
34-94288 2022-34 Order Determining Whistleblower Award Claim
34-94282 2022-33 Order Determining Whistleblower Award Claim
34-94242 In the Matter of New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees
Federal Register version (87 FR 9404)
33-11027, 34-94187 Order Regarding Review of FASB Accounting Support Fee for 2022 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-94022 2022-30 Order Determining Whistleblower Award Claim
34-94021 2022-31 Order Determining Whistleblower Award Claim
34-94020 2022-32 Order Determining Whistleblower Award Claim
34-94019 2022-29 Order Determining Whistleblower Award Claim
34-93948 2022-28 Order Determining Whistleblower Award Claim
34-93947 2022-27 Order Determining Whistleblower Award Claim
34-93946 2022-25 Order Determining Whistleblower Award Claim
34-93945 2022-26 Order Determining Whistleblower Award Claim
34-93936 2022-24 Order Determining Whistleblower Award Claim
34-93935 2022-23 Order Determining Whistleblower Award Claim
34-93934 SR-NYSE-2020-96 New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners
View Received Comments
Federal Register version (87 FR 2189)
34-93913 2022-22 Order Determining Whistleblower Award Claim
33-11021, 34-93925, IA-5938, IC-34466 Adjustments to Civil Monetary Penalty Amounts
Federal Register version (87 FR 1808)
34-93812 2022-21 Order Determining Whistleblower Award Claim
33-11014, 34-93785 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022
See Also - Fact Sheet
Federal Register version (86 FR 72300)
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Last Reviewed or Updated: June 28, 2024