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Regulatory Release

Commission Guidance to Broker-Dealers on the Use of Electronic Storage Media Under the Electronic Signatures in Global and National Commerce Act of 2000 With Respect to Rule 17a-4(f)

Details

Rule Type

Interpretive

Release Number

34-44238

SEC Issue Date

May 1, 2001 | 1:26 pm ET

Federal Register Publish Date

May 7, 2001 | 6:16 pm ET

Document Citation

66 FR 22916

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Commission Guidance to Broker-Dealers on the Use of Electronic Storage Media Under the Electronic Signatures in Global and National Commerce Act of 2000 With Respect to Rule 17a-4(f)

Details

Resources

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Commission Guidance to Broker-Dealers on the Use of Electronic Storage Media Under the Electronic Signatures in Global and National Commerce Act of 2000 With Respect to Rule 17a-4(f)

Details

Resources