812-15523
Aug. 30, 2024
CION Grosvenor Infrastructure Fund, et al.
Investment Company Act Notice
IC-35310
Co-Investment
812-15496
Aug. 29, 2024
Fidus Investment Corporation, et al.
Investment Company Act Order
IC-35309
Co-Investment
812-15602
Aug. 26, 2024
Gladstone Alternative Income Fund and Gladstone Management Corporation
Investment Company Act Notice
IC-35307
Multi-Class
812-15489
Aug. 23, 2024
AB Private Credit Investors, LLC and AB Private Lending Fund
Investment Company Act Notice
IC-35306
Multi-Class
812-15486
Aug. 20, 2024
Axonic Alternative Income Fund, et al.
Investment Company Act Order
IC-35299
Co-Investment
812-15515
Aug. 20, 2024
Overland Advantage, et al.
Investment Company Act Order
IC-35298
Co-Investment
812-15548
Aug. 16, 2024
CMFG Variable Annuity Account, et al.
Investment Company Act Notice
IC-35297
Insurance Products - Fund Substitution
812-15549
Aug. 15, 2024
Oaktree Strategic Credit Fund, et al.
Investment Company Act Notice
IC-35296
Co-Investment
812-15491
Aug. 14, 2024
Andalusian Credit Company, LLC, et al.
Investment Company Act Order
IC-35295
Co-Investment
812-15601
Aug. 14, 2024
Unified Series Trust and Efficient Capital Management, LLC
Investment Company Act Order
IC-35294
Multi-Manager - Voting & Disclosure
812-15569
Aug. 13, 2024
CION Grosvenor Infrastructure Fund and CION Grosvenor Management, LLC
Investment Company Act Order
IC-35293
Multi-Class
812-15451
Aug. 8, 2024
Felicitas Private Markets Fund, et al.
Investment Company Act Notice
IC-35292
Co-Investment
812-15427
Aug. 2, 2024
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. and Brookfield Infrastructure Income Fund, Inc.
Investment Company Act Notice
IC-35291
Other
812-15496
Aug. 2, 2024
Fidus Investment Corporation, et al.
Investment Company Act Notice
IC-35289
Co-Investment
812-15561
July 31, 2024
Saba Capital Income & Opportunities Fund II and Saba Capital Management, L.P.
Investment Company Act Order
IC-35288
Distributions
812-15515
July 25, 2024
Overland Advantage, et al.
Investment Company Act Notice
IC-35286
Co-Investment
812-15486
July 25, 2024
Axonic Alternative Income Fund, et al.
Investment Company Act Notice
IC-35285
Co-Investment
812-15491
July 19, 2024
Andalusian Credit Company, LLC, et al.
Investment Company Act Notice
IC-35280
Co-Investment
812-15569
July 17, 2024
CION Grosvenor Infrastructure Fund and CION Grosvenor Management, LLC
Investment Company Act Notice
IC-35279
Multi-Class
812-15601
July 16, 2024
Unified Series Trust and Efficient Capital Management, LLC
Investment Company Act Notice
IC-35278
Multi-Manager - Voting & Disclosure
July 5, 2024
Saba Capital Income & Opportunities Fund II and Saba Capital Management, L.P.
Investment Company Act Notice
IC-35277
Distributions
812-15395
July 2, 2024
HPS Corporate Lending Fund, et al.
Investment Company Act Order
IC-35275
Co-Investment
812-15275
July 2, 2024
Carlyle Secured Lending, Inc., et al.
Investment Company Act Order
IC-35276
Co-Investment
812-15545
July 2, 2024
FRANKLIN LEXINGTON PRIVATE MARKETS FUND, et al.
Investment Company Act Order
IC-35274
Other
812-15553
June 25, 2024
Eagle Point Enhanced Income Trust, et al.
Investment Company Act Order
IC-35219
Multi-Class
812-15434
June 25, 2024
Goldman Sachs BDC, Inc., et al.
Investment Company Act Order
IC-35218
Co-Investment
812-15478
June 18, 2024
Kennedy Lewis Capital Company, et al
Investment Company Act Order
IC-35217
Multi-Class
812-15520
June 17, 2024
TCW Direct Lending LLC, et al
Investment Company Act Order
IC-35216
Co-Investment
812-15275
June 6, 2024
Carlyle Secured Lending, Inc., et al.
Investment Company Act Notice
IC-35215
Co-Investment
812-15545
June 6, 2024
Franklin Lexington Private Markets Fund and Franklin Templeton Fund Adviser, LLC (f/k/a Legg Mason Partners Fund Advisor, LLC)
Investment Company Act Notice
IC-35214
Other
812-15395
June 5, 2024
HPS Corporate Lending Fund, et al.
Investment Company Act Notice
IC-35213
Co-Investment
812-15519
June 5, 2024
Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.
Investment Company Act Order
IC-35212
Multi-Class
812-15535
June 4, 2024
Monachil Credit Income Fund, et al.
Investment Company Act Order
IC-35211
Co-Investment
812-15434
May 31, 2024
Goldman Sachs BDC, Inc., et al.
Investment Company Act Notice
IC-35191A
Co-Investment
812-15450
May 29, 2024
Crescent Capital BDC, Inc., et al.
Investment Company Act Order
IC-35209
Co-Investment
813-00398
May 29, 2024
F&W Investments LP and Fenwick & West LLP
Investment Company Act Order
IC-35208
Employees Securities Company
812-15457
May 28, 2024
Polen Credit Opportunities Fund, et al.
Investment Company Act Order
IC-35206
Co-Investment
812-15553
May 28, 2024
Eagle Point Enhanced Income Trust, et al.
Investment Company Act Notice
IC-35205
Multi-Class
812-15478
May 21, 2024
Kennedy Lewis Capital Company and Kennedy Lewis Capital Holdings LLC
Investment Company Act Notice
IC-35199
Multi-Class
812-15524
May 21, 2024
Venerable Insurance and Annuity Company, et al.
Investment Company Act Order
IC-35198
Insurance Products - Bonus Recapture
812-15520
May 20, 2024
TCW Direct Lending, LLC, et al
Investment Company Act Notice
IC-35197
Co-Investment
813-00410
May 17, 2024
Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP
Investment Company Act Order
IC-35196
Employees Securities Company
812-15476-01
May 15, 2024
Sound Point Meridian Capital, Inc., et al.
Investment Company Act Order
IC-35192
Co-Investment
812-15434
May 9, 2024
Goldman Sachs BDC, Inc., et al.
Investment Company Act Notice
IC-35191
Co-Investment
812-15547
May 9, 2024
John Hancock Multi Asset Credit Fund, et al.
Investment Company Act Notice
IC-35190
Multi-Class
812-15535
May 8, 2024
Monachil Credit Income Fund, et al.
Investment Company Act Notice
IC-35189
Co-Investment
812-15519
May 7, 2024
Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.
Investment Company Act Notice
IC-35188
Multi-Class
812-15557
May 7, 2024
Aether Infrastructure & Natural Resources Fund, et al.
Investment Company Act Order
IC-35186
Multi-Class
812-15450
May 2, 2024
Crescent Capital BDC, Inc., et al.
Investment Company Act Notice
IC-35185
Co-Investment
813-00398
May 2, 2024
F&W Investments LP and Fenwick & West LLP
Investment Company Act Notice
IC-35184
Employees Securities Company
812-15457
May 2, 2024
Polen Credit Opportunities Fund, et al.
Investment Company Act Notice
IC-35183
Co-Investment
812-15524
April 24, 2024
Venerable Insurance and Annuity Company, et al.
Investment Company Act Notice
IC-35175
Insurance Products - Bonus Recapture
812-15473
April 19, 2024
Oaktree Fund Advisors, LLC, et al.
Investment Company Act Order
IC-35174
Interval Funds
812-15476-01
April 19, 2024
Sound Point Meridian Capital, Inc., et al.
Investment Company Act Notice
IC-35173
Co-Investment
813-00410
April 17, 2024
Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP
Investment Company Act Notice
IC-35172
Employees Securities Company
812-15446
April 17, 2024
Coller Secondaries Private Equity Opportunities Fund, et al.
Investment Company Act Order
IC-35171
Co-Investment
812-15546
April 10, 2024
Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC
Investment Company Act Order
IC-35169
Multi-Class
812-15557
April 10, 2024
Aether Infrastructure & Natural Resources Fund
Investment Company Act Notice
IC-35168
Multi-Class
812-15531
April 9, 2024
James Alpha Funds Trust d/b/a Easterly Funds Trust, et al.
Investment Company Act Order
IC-35167
Multi-Manager - Voting & Disclosure
812-15464
April 2, 2024
Antares Private Credit Fund, et al.
Investment Company Act Order
IC-35166
Co-Investment
812-15381
March 26, 2024
First Trust Real Assets Fund, et al.
Investment Company Act Order
IC-35164
Co-Investment
812-15473
March 22, 2024
Oaktree Fund Advisors, LLC, et al.
Investment Company Act Notice
IC-35162
Interval Funds
812-15446
March 22, 2024
Coller Secondaries Private Equity Opportunities Fund, et al.
Investment Company Act Notice
IC-35163
Co-Investment
812-15488
March 20, 2024
Barings Corporate Investors, et al.
Investment Company Act Order
IC-35158
Co-Investment
812-15527
March 19, 2024
Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC
Investment Company Act Order
IC-35156
Multi-Class
812-15546
March 15, 2024
Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC
Investment Company Act Notice
IC-35154
Multi-Class
812-15531
March 12, 2024
James Alpha Funds Trust d/b/a Easterly Funds Trust, et al.
Investment Company Act Notice
IC-35153
Multi-Manager - Voting & Disclosure
812-15464
March 5, 2024
Antares Private Credit Fund, et al.
Investment Company Act Notice
IC-35152
Co-Investment
812-15502
March 5, 2024
BlP Ventures Evergreen BDC, et al
Investment Company Act Order
IC-35151
Co-Investment
812-15381
Feb. 28, 2024
First Trust Real Assets Fund, et al.
Investment Company Act Notice
IC-35150
Co-Investment
812-15490
Feb. 27, 2024
Diameter Credit Company et.al
Investment Company Act Order
IC-35149
Co-Investment
812-15209
Feb. 27, 2024
Blue Tractor ETF Trust, et al.
Investment Company Act Order
IC-35148
Exchange Traded Funds - Active
812-15516
Feb. 27, 2024
Roundhill ETF Trust and Roundhill Financial Inc.
Investment Company Act Order
IC-35147
Multi-Manager - Voting & Disclosure
812-15526
Feb. 27, 2024
BondBloxx ETF Trust
Investment Company Act Order
IC-35146
Multi-Manager - Voting & Disclosure
812-15403
Feb. 26, 2024
Investment Managers Series Trust and Liberty Street Advisors, Inc.
Investment Company Act Order
IC-35145
Multi-Manager - Voting & Disclosure
812-15527
Feb. 22, 2024
Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC
Investment Company Act Notice
IC-35143
Multi-Class
812-15431
Feb. 21, 2024
Golub Capital BDC Inc., et al.
Investment Company Act Order
IC-35136
Co-Investment
812-15537
Feb. 21, 2024
Axxes Private Markets Fund and Axxes Advisors LLC
Investment Company Act Order
IC-35135
Multi-Class
812-15534
Feb. 21, 2024
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
Investment Company Act Order
IC-35134
Multi-Class
812-15468
Feb. 20, 2024
AB CarVal Opportunistic Credit Fund, et al.
Investment Company Act Order
IC-35133
Multi-Class
812-15488
Feb. 14, 2024
Barings Corporate Investors, et al.
Investment Company Act Notice
IC-35131
Co-Investment
812-15493
Feb. 14, 2024
CAZ Strategic Opportunities Fund, et al.
Investment Company Act Order
IC-35130
Co-Investment
812-15477
Feb. 13, 2024
GC Advisors LLC and Golub Capital Private Credit Fund
Investment Company Act Order
IC-35128
Multi-Class
812-15502
Feb. 8, 2024
BIP Ventures Evergreen BDC, et al
Investment Company Act Notice
IC-35127
Co-Investment
812-15479
Feb. 6, 2024
Venerable Insurance and Annuity Company, et al.
Investment Company Act Order
IC-35126
Insurance Products - Exchange Offer
812-15495
Feb. 6, 2024
Elevation Series Trust, Sovereign’s Capital Management, LLC
Investment Company Act Order
IC-35125
Multi-Manager - Voting & Disclosure
812-15522
Feb. 5, 2024
Octagon XAI CLO Income Fund and XA Investments LLC
Investment Company Act Order
IC-35124
Multi-Class
812-15490
Feb. 1, 2024
Diameter Credit Company, et al.
Investment Company Act Notice
IC-35122
Co-Investment
812-15209
Jan. 31, 2024
Blue Tractor ETF Trust and Blue Tractor Group, LLC
Investment Company Act Notice
IC-35121
Exchange Traded Funds - Active
812-15516
Jan. 30, 2024
Roundhill ETF Trust and Roundhill Financial Inc.
Investment Company Act Notice
IC-35120
Multi-Manager - Voting & Disclosure
812-15526
Jan. 30, 2024
BondBloxx ETF Trust
Investment Company Act Notice
IC-35119
Multi-Manager - Voting & Disclosure
812-15403
Jan. 29, 2024
Investment Managers Series Trust and Liberty Street Advisors, Inc.
Investment Company Act Notice
IC-35118
Multi-Manager - Voting & Disclosure
812-15534
Jan. 26, 2024
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
Investment Company Act Notice
IC-35116
Multi-Class
812-15537
Jan. 26, 2024
Axxes Private Markets Fund and Axxes Advisors LLC
Investment Company Act Notice
IC-35115
Multi-Class
812-15431
Jan. 25, 2024
Golub Capital BDC Inc., et al.
Investment Company Act Notice
IC-35114
Co-Investment
812-15468
Jan. 23, 2024
AB CarVal Opportunistic Credit Fund, et al.
Investment Company Act Notice
IC-35095
Multi-Class
812-15493
Jan. 19, 2024
CAZ Strategic Opportunities Fund, et al.
Investment Company Act Notice
IC-35094
Co-Investment
812-15429
Jan. 19, 2024
AB CarVal Opportunistic Credit Fund, et al.
Investment Company Act Order
IC-35093
Co-Investment
812-15513
Jan. 17, 2024
Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC
Investment Company Act Order
IC-35092
Multi-Class
812-15530
Jan. 17, 2024
Nuveen Enhanced Floating Rate Income Fund, et al.
Investment Company Act Order
IC-35091
Interval Funds