Regulatory Release

Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940; Investment Advisers With Principal Offices and Places of Business in Colorado or Iowa

Details

Rule Type
Final
Release Number
IA-1733
IA-1681
SEC Issue Date
Effective Date

Aug. 31, 1998.

Federal Register Publish Date
Document Citation

63 FR 39708

RIN
3235-AH22

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023