Regulatory Release

Exemption To Allow Investment Advisers To Charge Fees Based Upon a Share of Capital Gains Upon or Capital Appreciation of a Client's Account

Details

Rule Type
Final
Release Number
IA-1731
IA-1682
SEC Issue Date
Effective Date

Aug. 20, 1998.

Federal Register Publish Date
Document Citation

63 FR 39022

RIN
3235-AH25

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023