80 FR 38050
Form ADV and Investment Advisers Act Rules
Overview
The Securities and Exchange Commission (the "Commission' or "SEC') is adopting amendments to Form ADV that are designed to provide additional information regarding advisers, including information about their separately managed account business, incorporate a method for private fund adviser entities operating a single advisory business to register using a single Form ADV, and make clarifying, technical and other amendments to certain Form ADV items and instructions. The Commission also is adopting amendments to the Advisers Act books and records rule and technical amendments to several Advisers Act rules to remove transition provisions that are no longer necessary.
Prior Actions
Last Reviewed or Updated: April 7, 2023
Resources
Details
October 31, 2016
See Section III of this final rule
81 FR 60417