78 FR 42439
Retail Foreign Exchange Transactions
Overview
The Commission is adopting a rule to permit a registered broker-dealer to engage in a retail forex business, provided that the broker-dealer complies with the Securities Exchange Act of 1934, the rules and regulations thereunder, and the rules of the self-regulatory organization(s) of which the broker-dealer is a member insofar as they are applicable to retail forex transactions. The Commission is adopting Rule 15b12-1 substantially in the form previously adopted as an interim final temporary rule and is providing that the rule will expire on July 31, 2016.
Prior Actions
76 FR 41676
77 FR 41671
Last Reviewed or Updated: April 7, 2023
Details
May 26, 2016
81 FR 33374