Final Rule

Technical Changes to Schedule I to Form ADV

Overview

The Commission is making technical changes to Schedule I to Form ADV, referenced in 17 CFR 279.1. Schedule I is the form on which investment advisers declare their eligibility for Commission registration. Schedule I to Form ADV was published Thursday, May 22, 1997 (62 FR 28112), under the Investment Advisers Act of 1940. Amendments to Schedule I to Form ADV were published Friday, July 24, 1998 (63 FR 39708), under the Advisers Act.

Prior Actions

Last Reviewed or Updated: Jan. 7, 1999

Resources

Final Rule: Federal Register Version

Details

File Number
S7-28-97
Rule Type
Final
Release Number
IA-1733
IA-1681
SEC Issue Date
Effective Date

Aug. 31, 1998.

Federal Register Publish Date
Document Citation

63 FR 39708

RIN
3235-AH22