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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Registered Clearing Agencies, National Securities Clearing Corporation

Public Comments

Submit a Comment on SR-NSCC-2023-010

Last Reviewed or Updated: Dec. 11, 2023

Resources

Notice Rule: SEC Issued Version (pdf 117.97 KB)

Exhibit 5

Details

Public Comments Due

Nov. 24, 2023

File Number

SR-NSCC-2023-010

Rule Type

Notice

Release Number

34-98814

SEC Issue Date

Oct. 27, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Public Comments

Resources

Details