Order Rule

Notice of Filing of Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Release Number

34-56175

SEC Issue Date

July 31, 2007

Federal Register Publish Date

Aug. 7, 2007

Document Citation

72 FR 44201

Last Reviewed or Updated: July 31, 2007

Resources

Public Comments Due

Aug. 28, 2007

File Number

SR-NASD-2007-055

Rule Type

Order

Release Number

34-56504

SEC Issue Date

Sept. 24, 2007

Federal Register Publish Date

Oct. 1, 2007

Document Citation

72 FR 55850