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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 17, 2007

Resources

Notice Rule: SEC Issued Version (pdf 62.58 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 14, 2007

File Number

SR-NASD-2007-047

Rule Type

Notice

Release Number

34-56279

SEC Issue Date

Aug. 17, 2007

Federal Register Publish Date

Aug. 24, 2007

Document Citation

72 FR 48713

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO

Resources

Details