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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 3, 2007

Resources

Notice Rule: SEC Issued Version (pdf 195.44 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 1, 2007

File Number

SR-NASD-2007-046

Rule Type

Notice

Release Number

34-56007

SEC Issue Date

July 3, 2007

Federal Register Publish Date

July 11, 2007

Document Citation

72 FR 37807

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member

Resources

Details