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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 9, 2007

Resources

Notice Rule: SEC Issued Version (pdf 186.9 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 3, 2007

File Number

SR-NASD-2007-038

Rule Type

Notice

Release Number

34-56029

SEC Issue Date

July 9, 2007

Federal Register Publish Date

July 13, 2007

Document Citation

72 FR 38641

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations

Resources

Details

More in this Section

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations

Resources

Details