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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 25, 2007

Resources

Notice Rule: SEC Issued Version (pdf 71.8 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 25, 2007

File Number

SR-NASD-2007-033

Rule Type

Notice

Release Number

34-55819

SEC Issue Date

May 25, 2007

Federal Register Publish Date

June 4, 2007

Document Citation

72 FR 30895

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program

Resources

Details