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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 3, 2007

Resources

Notice Rule: SEC Issued Version (pdf 162.93 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 31, 2007

File Number

SR-NASD-2007-026

Rule Type

Notice

Release Number

34-55703

SEC Issue Date

May 3, 2007

Federal Register Publish Date

May 10, 2007

Document Citation

72 FR 26664

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes

Resources

Details