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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 28, 2006

Resources

Notice Rule: SEC Issued Version (pdf 60.59 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 26, 2006

File Number

SR-NASD-2006-092

Rule Type

Notice

Release Number

34-54375

SEC Issue Date

Aug. 28, 2006

Federal Register Publish Date

Sept. 5, 2006

Document Citation

71 FR 52358

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC

Resources

Details