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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 17, 2006

Resources

Notice Rule: SEC Issued Version (pdf 176.01 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 13, 2006

File Number

SR-NASD-2006-062

Rule Type

Notice

Release Number

34-53818

SEC Issue Date

May 17, 2006

Federal Register Publish Date

May 23, 2006

Document Citation

71 FR 29695

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Resources

Details