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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: April 21, 2006

Resources

Notice Rule: SEC Issued Version (pdf 50.81 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 19, 2006

File Number

SR-NASD-2006-047

Rule Type

Notice

Release Number

34-53696

SEC Issue Date

April 21, 2006

Federal Register Publish Date

April 28, 2006

Document Citation

71 FR 25273

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes

Resources

Details

More in About

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes

Resources

Details