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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 30, 2006

Resources

Notice Rule: SEC Issued Version (pdf 86.92 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 27, 2006

File Number

SR-NASD-2006-040

Rule Type

Notice

Release Number

34-53580

SEC Issue Date

March 30, 2006

Federal Register Publish Date

April 6, 2006

Document Citation

71 FR 17529

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements

Resources

Details

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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements

Resources

Details