Release Number
34-54799
SEC Issue Date
Federal Register Publish Date
Document Citation
71 FR 68856
Order Rule
Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities
Registered Securities Associations, National Association of Securities Dealers (NASD)
Release Number
34-51338
SEC Issue Date
Federal Register Publish Date
Document Citation
70 FR 12764
Last Reviewed or Updated: March 9, 2005
Resources
Details
Public Comments Due
File Number
SR-NASD-2003-141
Rule Type
Order
Release Number
34-55638
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 20150
Public Comments