Release Number
34-50896
SEC Issue Date
Federal Register Publish Date
Document Citation
69 FR 77804
Notice Rule
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings ("IPOs")
Registered Securities Associations, National Association of Securities Dealers (NASD)
Release Number
34-61690
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 13176
Release Number
34-63010
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 61541
Last Reviewed or Updated: March 11, 2010
Resources
Details
Public Comments Due
File Number
SR-NASD-2003-140
Rule Type
Notice
Release Number
34-51039
SEC Issue Date
Federal Register Publish Date
Document Citation
70 FR 3415
Public Comments