Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Requirement for Participants To Submit Monthly Position Confirmations and Clarify Participant Obligation To Reconcile Activity on a Regular Basis

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Last Reviewed or Updated: March 16, 2021

Public Comments Due

April 12, 2021

File Number

SR-DTC-2021-003

Rule Type

Notice

Release Number

34-91336

SEC Issue Date

March 16, 2021

Federal Register Publish Date

March 22, 2021

Document Citation

86 FR 15281