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Final Rule

Political Contributions by Certain Investment Advisers

Overview

The Securities and Exchange Commission (“Commission”) is making a technical amendment to the definition of “covered associate” in rule 206(4)-5 under the Investment Advisers Act of 1940 (“Advisers Act”) to correct an inadvertent error in the rule as published in the Federal Register on July 19, 2011.

Last Reviewed or Updated: Sept. 26, 2023